HOT topics in Compliance: Conflicts of Interests in Account Management and more
DATE: Tuesday, July 28th, 2015
SPEAKERS:
Sarah Good, Partner, Pillsbury Winthrop Shaw Pittman LLP
Frank Martin, President, Standard Pacific Capital, LLC
Kristin Synder, Associate Regional Director for Examinations, San Francisco Regional Office, Securities and Exchange Commission
Michelle Young, Managing Director, Ohana Advisors
Ildiko Duckor, Moderator, Partner, Pillsbury Winthrop Shaw Pittman LLP
HOST: Pillsbury Winthrop Shaw Pittman LLP
LOCATION: Four Embarcadero Center
22nd Floor
San Francisco, CA 94111